Securities Fraud: Detection, Prevention and Control

  Securities Fraud: Detection, Prevention and Control

By Louis Straney  




Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you to identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets this book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities.

Securities Fraud: 


Begins with an overview of the evolution of securities regulation and the impact of securities fraud

Offers real cases and examples which illustrate recurring themes and red flags

Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct

Examines the most common securities and devices used in fraudulent acts

Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.



Product Details:
Copyright 2010
ISBN 978-0-470-60157-0
Hardcover, 187 Pages
John Wiley & Sons

Table of Contents:


Chapter 1: The Face of War

Chapter 2: Shared Interests

Chapter 3: The Eleven

Chapter 4: Funding and Fraud

Chapter 5: Command and Control (C2)

Chapter 6: Paid To Steal

Chapter 7: Outside Inside

Chapter 8: Misunderestimated

Chapter 9: Days of Future Past

Chapter 10: The Warrior's Path