Ethics and Compliance through the Eyes of an Independent Monitor

Ethics and Compliance
Course Level
Delivered via
2 Credits
Ethics and Compliance Through the Eyes of an Independent Monitor


This course explores the role of an independent monitor and prepares your company for an assessment of your internal operations. The course examines what independent monitors look for, how they do their work and the proactive steps you can take to demonstrate improvements to ethical culture.



You Will Learn How To:

Determine ways to manage the benefits and risks of the independent monitoring process

Discern the value obtained from the independent monitoring process

Identify and proactively address the most critical deficiencies discovered by monitors

Recognize and prepare for what an independent monitor will examine

CPE Information

This course fulfills the annual ethics CPE requirement for CFEs. Learn more about the ethics CPE requirements for CFEs.
CPE Credit: 2 Credits
NASBA Information: Behavioral Ethics
Advanced Preparation: None
Last Updated: February 2023
Delivery Method: QAS Self-Study


Eric R. Feldman - Speaker


CPE Credit

Please note: To be eligible for CPE credit, you must complete the final exam within one year of purchase date. You may only claim CPE credit for a course once.

ACFE Online Self-Study Courses


  • 24/7 access to courses through your Internet browser
  • Save time and quickly earn CPE credits with instant access, grading and printable certificate
  • The flexibility to start or stop a course and pick-up right where you left off
  • No additional shipping fees

Learn More about accessing your online self-study course

Learn More about online self-study courses and their features

System Requirements:

  • Internet access: High-speed connection recommended
  • Speakers required for video sound


The Association of Certified Fraud Examiners, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org/


Ordering and Returns

Satisfaction Guarantee

If you are not 100% satisfied with any ACFE product, you may return it to us, provided it is in excellent condition, for a full refund of the item minus the cost of shipping. Toolkits and bundles may only be returned as a complete set.

Ordering & Returns Policy