Securities Fraud: Detection, Prevention and Control

By Louis Straney

Book Cover for Securities Fraud
Securities Fraud Detection, Prevention and Control


Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, "Securities Fraud" helps you to identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets this book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. 

"Securities Fraud":

  • Begins with an overview of the evolution of securities regulation and the impact of securities fraud
  • Offers real cases and examples which illustrate recurring themes and red flags
  • Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct
  • Examines the most common securities and devices used in fraudulent acts

"Securities Fraud" is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.

Product Details

Label Value
ISBN 978-0-470-60157-0
Publisher John Wiley & Sons
Published Copyright 2010
Pages 187
Format Hardcover

Table of Contents

Chapter 1 The Face of War
Chapter 2 Shared Interests
Chapter 3 The Eleven
Chapter 4 Funding and Fraud
Chapter 5 Command and Control (C2)
Chapter 6 Paid To Steal
Chapter 7 Outside Inside
Chapter 8 Misunderestimated
Chapter 9 Days of Future Past
Chapter 10 The Warrior's Path

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