Financial Services Anti-Fraud Risk and Control Workbook



An excellent primer for developing and implementing an anti-fraud program that works, "Financial Services Anti-Fraud Risk and Control Workbook" engages you in an absorbing self-paced learning experience to develop familiarity with the practical aspects of fraud detection and prevention at banks, investment firms, credit unions, insurance companies, and other financial services providers. 

Whether you are a bank executive, auditor, accountant, senior financial executive, financial services operations manager, loan officer, regulator, or examiner, this invaluable resource provides you with essential coverage of: 


  • How fraudsters exploit weaknesses in financial services organizations
  • How fraudsters think and operate
  • The tell-tale signs of different types of internal and external fraud against financial services companies
  • Detecting corruption schemes such as bribery, kickbacks, and conflicts of interest, and the many innovative forms of financial records manipulation
  • Conducting a successful fraud risk assessment
  • Basic fraud detection tools and techniques for financial services companies, auditors, and investigators

Written by a recognized expert in the field of fraud detection and prevention, this effective workbook is filled with interactive exercises, case studies, and chapter quizzes, and shares industry-tested methods for detecting, preventing, and reporting fraud. 

Product Details

ISBN 978-0-470-49899-6
Paperback, 288 PAGES

Table of Contents:

  • Introduction: Brief History of Fraud in the Financial Services Industry
  • Chapter 1: Why No Financial Services Institution Is Immune to Fraud
  • Chapter 2: The Human Element of Fraud
  • Chapter 3: Internal Fraud: Loan and Mortgage Fraud
  • Chapter 4: Employee-Level Embezzlement
  • Chapter 5: Internal Fraud: Management Level
  • Chapter 6: External Fraud against Financial Services Companies
  • Chapter 7: Conducting a Successful Fraud Risk Assessment
  • Chapter 8: Legal and Regulatory Compliance for Controlling Fraud Risk
  • Chapter 9: Fraud Detection in Financial Services Companies
  • Appendix A: Answers to Chapter Quizzes
  • Appendix B: Answer Key for Case Studies