Essentials of the Dodd-Frank Act

  Essentials of Dodd-Frank 

By Sanjay Anand, CFE



This book provides an executive summary of the Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.

Presents responsibilities of senior level executives regarding this new Act

Reveals what has changed within the regulatory environment

Provides tips and techniques throughout

Describing the government regulation of securities, securities markets, and securities transactions in the U.S., this timely book succinctly defines, describes and explains domestic securities regulation for compliance officers, accountants and broker-dealers.


Product Details:
Copyright 2011
ISBN 978-0-470-95233-7
Hardcover, 185 pages
John Wiley & Sons Publishing

Table of Contents:


Chapter 1: Introduction to the Dodd-Frank Act

Chapter 2: History and Background

Chapter 3: Key Titles and Sections

Chapter 4: Institutions Impacted

Chapter 5: Dodd-Frank Act Rulemakings

Chapter 6: Role of New and Existing Agencies

Chapter 7: Global Impact and Implications

Chapter 8: Advice for Specific Professions

Chapter 9: Relationship with SOX and the Basel Accords