Financial Services Anti-Fraud Risk and Control Workbook

  Financial Services Anti-Fraud Risk and Control Workbook 


By Peter Goldmann, CFE 



An excellent primer for developing and implementing an anti-fraud program that works, Financial Services Anti-Fraud Risk and Control Workbook engages you in an absorbing self-paced learning experience to develop familiarity with the practical aspects of fraud detection and prevention at banks, investment firms, credit unions, insurance companies, and other financial services providers.

Whether you are a bank executive, auditor, accountant, senior financial executive, financial services operations manager, loan officer, regulator, or examiner, this invaluable resource provides you with essential coverage of:

How fraudsters exploit weaknesses in financial services organizations

How fraudsters think and operate

The tell-tale signs of different types of internal and external fraud against financial services companies

Detecting corruption schemes such as bribery, kickbacks, and conflicts of interest, and the many innovative forms of financial records manipulation

Conducting a successful fraud risk assessment

Basic fraud detection tools and techniques for financial services companies, auditors, and investigators

Written by a recognized expert in the field of fraud detection and prevention, this effective workbook is filled with interactive exercises, case studies, and chapter quizzes, and shares industry-tested methods for detecting, preventing, and reporting fraud. 


Product Details:
Copyright 2010
Paperback, 288 pages
John Wiley & Sons

Table of Contents:


Introduction: Brief History of Fraud in the Financial Services Industry

Chapter 1: Why No Financial Services Institution Is Immune to Fraud

Chapter 2: The Human Element of Fraud

Chapter 3: Internal Fraud: Loan and Mortgage Fraud

Chapter 4: Employee-Level Embezzlement

Chapter 5: Internal Fraud: Management Level

Chapter 6: External Fraud against Financial Services Companies

Chapter 7: Conducting a Successful Fraud Risk Assessment

Chapter 8: Legal and Regulatory Compliance for Controlling Fraud Risk

Chapter 9: Fraud Detection in Financial Services Companies

Appendix A: Answers to Chapter Quizzes

Appendix B: Answer Key for Case Studies