Description:
Enterprise Risk Management Best Practices takes you step-by-step through the entire process of getting a cost-effective risk management program up and running in any organization, regardless of its size, structure or culture.
Addressing the development of programs in two major areas – enterprise risk management and ongoing compliance – this book provides a simplified explanation of related concepts to help demystify this deceptively easy-to-execute program.
In this hands-on guide, you’ll discover how to:
Assign roles and responsibilities through a corporate governance/organization framework
Use risk management offensively instead of the more common defensive reaction to incident occurrence
Launch a formal company-wide risk assessment executed by upper-echelon staff
Take intelligent risks through a well-designed risk management program
Implement the process with step-by-step, user-friendly directions
Apply the risk assessment process to your financial controls
Use technology effectively in your program
Optimize your company’s risk profile with the user-friendly tools and strategies found in Enterprise Risk Management Best Practices.
Product Details:
Copyright 2012
ISBN 978-0-470-91740-4
Hardcover, 180 pages
John Wiley & Sons Publishing
Table of Contents:
Chapter 1: Enterprise Risk Management Overview
Chapter 2: Corporate Governance and Roles and Responsibilities
Chapter 3: ERM Defined
Chapter 4: The ERM Process: Step by Step
Chapter 5: COSO Framework and Financial Controls
Appendix 5A: Whistleblower Program
Appendix 5B: Excerpt from a Code of Ethics Policy
Appendix 5C: Approval Policy and Procedures
Chapter 6: Financial Controls and Risk Assessment
Appendix 6A: Entity Level Control Assessment
Appendix 6B: Accounts Payable: Preliminary Controls Assessment Questionnaire
Appendix 6C: Fraud Risk Factors: AU Section 316
Chapter 7: Ongoing Compliance Overview
Chapter 8: Ongoing Compliance Challenges
Chapter 9: Addressing Compliance and Risk Management Challenges through Automation
Chapter 10: Ongoing Compliance and IFRS