Fraud-Related Compliance




CPE Credit: 8 ethics
Course Level: Intermediate
Prerequisite: Basic knowledge of compliance concepts and fraud examination techniques

Managing anti-fraud compliance obligations can be a daunting task. Anti-fraud laws and regulations often impose monitoring, auditing, collecting and reporting requirements on regulated entities. And often, regulated entities must coordinate such efforts into a variety of fraud-prevention plans. Moreover, when anti-fraud regulations change, fraud examiners must be ready to implement any new requirements to ensure their companies remain in compliance.

This course will explain how national and international laws and regulations apply to your business and how to ensure compliance with industry practices and anti-fraud laws and regulations.


Upcoming Courses 

No courses are scheduled at this time. Please view our  Calendar of Events for other upcoming seminars.  


You Will Learn How To:  

Mitigate the risk for penalties under the Federal Sentencing Guidelines at your organization

Implement the elements of an effective compliance and ethics program

Comply with anti-fraud laws and regulations, including the FCPA, commercial bribery statutes, SOX, anti-trust regulations and industry-specific legislation

Identify the need and plan for investigations into suspected non-compliance or fraud

Create an effective fraud prevention program 

Who Should Attend:  

Attorneys, legal professionals and law enforcement personnel

Bank and financial institution auditors

Detectives and private investigators

Governance, risk management and compliance officers

Internal auditors, forensic accountants and bank examiners

Certified Fraud Examiners and other anti-fraud professionals 


Ethics Icon  This course satisfies the ACFE’s requirement of two Ethics CPE hours per year. To read more about the Ethics CPE requirement for CFEs, please visit 


Members: $295
Non-Members: $395 

CPE Credit


Field of Study
Specialized Knowledge 


Course Level


Basic knowledge of compliance concepts and fraud examination techniques 

Advanced Preparation 



Delivery Method 


Full Course Outline

Event Cancellation Policy 

Our cancellation policy is intended to keep costs low for attendees. Due to financial obligations incurred by ACFE, Inc. you must cancel your registration prior to the start of the event. Cancellations received less than 14 calendar days prior to an event start date are subject to a $100 administrative fee. No refunds or credits will be given for cancellations received on or after the start date of the event. Those who do not cancel and do not attend are responsible for the full registration fee. Should an event be cancelled or postponed by the ACFE due to unforeseen circumstances, ACFE will process a full refund of registration fees within 30 days of such circumstances becoming known. ACFE will attempt to notify affected customers by phone and email after it determines cancellation is necessary.


Satisfaction Guarantee 

ACFE seminars are unmatched in scope and effectiveness and backed by our unconditional satisfaction guarantee. If you attend an ACFE event and are not completely satisfied, please contact an ACFE Member Services Representative at or call (800) 245-3321 / +1 (512) 478-9000.


NASBA CPEThe Association of Certified Fraud Examiners, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:


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