Compliance and the Fraud Examiner
Intermediate
Online
Description
This course focuses on compliance from the perspective of the anti-fraud professional. It examines the importance of a compliance program in your organization, introduces the U.S. Federal Sentencing Guidelines, presents the seven elements of an effective compliance program and outlines important steps to help prevent fraud in your organization.
Key Takeaways:
- Steps to uncover fraud in an investigation
- Why compliance is important in today’s business environment
- Characteristics of international compliance standards
- Essential components of a compliance program
Prerequisites
Understanding of compliance concepts and basic fraud examination techniques
You Will Learn How To:
Recognize why effective compliance is important in today’s complex and global business environment
Relate key information about the U.S. Federal Sentencing Guidelines for organizations
Identify the essential components of an effective compliance program
Recognize the characteristics and common forms of compliance standards in the international arena
Determine the appropriate measures to take in investigatory efforts to uncover fraud
Identify the essential components of a fraud prevention program
Table of Contents
| Lesson 1 | The Importance of Compliance |
|---|---|
| Lesson 2 | Introduction to the Federal Sentencing Guidelines for Organizations |
| Lesson 3 | The Seven Elements of an Effective Compliance Program |
| Lesson 4 | International Compliance Standards |
| Lesson 5 | Investigating and Reporting for Compliance Purposes |
| Lesson 6 | Fraud Prevention Programs |
CPE Information
| CPE Credit: | 2 |
|---|---|
| NASBA Information: | Business Law |
| Advanced Preparation: | None |
| Last Updated: | July 2021 |
| Delivery Method: | QAS Self-Study |
Policies
CPE Credit
Please note: To be eligible for CPE credit, you must complete the final exam within one year of purchase date. You may only claim CPE credit for a course once.
ACFE Online Self-Study Courses
Features:
- 24/7 access to courses through your Internet browser
- Save time and quickly earn CPE credits with instant access, grading and printable certificate
- The flexibility to start or stop a course and pick-up right where you left off
- No additional shipping fees
Learn More about accessing your online self-study course
Learn More about online self-study courses and their features
System Requirements:
- Internet access: High-speed connection recommended
- Speakers required for video sound
The Association of Certified Fraud Examiners, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org/.
Ordering and Returns
Satisfaction Guarantee
If you are not 100% satisfied with any ACFE product, you may return it to us, provided it is in excellent condition, for a full refund of the item minus the cost of shipping. Toolkits and bundles may only be returned as a complete set.
Ordering & Returns Policy