Books & Manuals

Financial Services Anti-Fraud Risk and Control Workbook

By Peter Goldmann, CFE

This book’s author is a CFE

Cover displaying title Financial Services, Anti-Fraud Risk and Control workbook
Financial Services Anti Fraud Risk and Control Workbook


An excellent primer for developing and implementing an anti-fraud program that works, "Financial Services Anti-Fraud Risk and Control Workbook" engages you in an absorbing self-paced learning experience to develop familiarity with the practical aspects of fraud detection and prevention at banks, investment firms, credit unions, insurance companies and other financial services providers. 

Whether you are a bank executive, auditor, accountant, senior financial executive, financial services operations manager, loan officer, regulator, or examiner, this invaluable resource provides you with essential coverage of: 

  • How fraudsters exploit weaknesses in financial services organizations
  • How fraudsters think and operate
  • The tell-tale signs of different types of internal and external fraud against financial services companies
  • Detecting corruption schemes such as bribery, kickbacks and conflicts of interest, and the many innovative forms of financial records manipulation
  • Conducting a successful fraud risk assessment
  • Basic fraud detection tools and techniques for financial services companies, auditors and investigators

Written by a recognized expert in the field of fraud detection and prevention, this effective workbook is filled with interactive exercises, case studies and chapter quizzes, and shares industry-tested methods for detecting, preventing and reporting fraud. 

Product Details

This book's author is a CFE.
Label Value
ISBN 978-0-470-49899-6
Publisher John Wiley & Sons
Published Copyright 2010
Pages 288
Format Paperback

Table of Contents

Introduction Brief History of Fraud in the Financial Services Industry
Chapter 1 Why No Financial Services Institution Is Immune to Fraud
Chapter 2 The Human Element of Fraud
Chapter 3 Internal Fraud: Loan and Mortgage Fraud
Chapter 4 Employee-Level Embezzlement
Chapter 5 Internal Fraud: Management Level
Chapter 6 External Fraud Against Financial Services Companies
Chapter 7 Conducting a Successful Fraud Risk Assessment
Chapter 8 Legal and Regulatory Compliance for Controlling Fraud Risk
Chapter 9 Fraud Detection in Financial Services Companies
Appendix A Answers to Chapter Quizzes
Appendix B Answer Key for Case Studies

Ordering and Returns

Satisfaction Guarantee

If you are not 100% satisfied with any ACFE product, you may return it to us, provided it is in excellent condition, for a full refund of the item minus the cost of shipping. Toolkits and bundles may only be returned as a complete set.

Ordering & Returns Policy