Enterprise Risk Management Best Practices: From Assessment to Ongoing Compliance

By Anne M. Marchetti

Book Cover for Enterprise Risk Management
Enterprise Risk Management Best Practices: From Assessment to Ongoing Compliance


"Enterprise Risk Management Best Practices" takes you step-by-step through the entire process of getting a cost-effective risk management program up and running in any organization, regardless of its size, structure or culture. 

Addressing the development of programs in two major areas – enterprise risk management and ongoing compliance – this book provides a simplified explanation of related concepts to help demystify this deceptively easy-to-execute program. 

In this hands-on guide, you’ll discover how to:  

  • Assign roles and responsibilities through a corporate governance/organization framework
  • Use risk management offensively instead of the more common defensive reaction to incident occurrence
  • Launch a formal company-wide risk assessment executed by upper-echelon staff
  • Take intelligent risks through a well-designed risk management program
  • Implement the process with step-by-step, user-friendly directions
  • Apply the risk assessment process to your financial controls
  • Use technology effectively in your program

Optimize your company’s risk profile with the user-friendly tools and strategies found in "Enterprise Risk Management Best Practices".

Product Details

Label Value
ISBN 978-0-470-91740-4
Publisher John Wiley & Sons Publishing
Published Copyright 2012
Pages 180
Format Hardcover

Table of Contents

Chapter 1 Enterprise Risk Management Overview
Chapter 2 Corporate Governance and Roles and Responsibilities
Chapter 3 ERM Defined
Chapter 4 The ERM Process: Step by Step
Chapter 5 COSO Framework and Financial Controls
Appendix 5A Whistleblower Program
Appendix 5B Excerpt from a Code of Ethics Policy
Appendix 5C Approval Policy and Procedures
Chapter 6 Financial Controls and Risk Assessment
Appendix 6A Entity Level Control Assessment
Appendix 6B Accounts Payable: Preliminary Controls Assessment Questionnaire
Appendix 6C Fraud Risk Factors: AU Section 316
Chapter 7 Ongoing Compliance Overview
Chapter 8 Ongoing Compliance Challenges
Chapter 9 Addressing Compliance and Risk Management Challenges through Automation
Chapter 10 Ongoing Compliance and IFRS

Ordering and Returns

Satisfaction Guarantee

If you are not 100% satisfied with any ACFE product, you may return it to us, provided it is in excellent condition, for a full refund of the item minus the cost of shipping. Toolkits and bundles may only be returned as a complete set.

Ordering & Returns Policy