Financial Institution Fraud




CPE Credit: 16
Course Level: Overview
Prerequisite: None

Financial institutions have always been a target for criminals. But in this age of technological advancements and increases in organized criminal activity, financial institutions are finding it difficult to stay ahead of the fraudsters. Add to this the significant regulations related to the industry and it becomes clear that personnel must maintain constant vigilance in order to detect and prevent fraud at banks and other financial institutions.

This 2-day, instructor-led course will address challenges and solutions related to fraud and financial institutions, including cyber frauds and privacy issues. Relevant regulations, such as anti-money laundering laws and practices, the Bank Secrecy Act, the USA PATRIOT Act and the Gramm-Leach-Bliley Act, will be addressed along with related and applicable anti-fraud solutions. Learn what controls can be implemented to secure your data in order to minimize the threat of data and identity theft.


Upcoming Courses  

No courses are scheduled at this time. Please view our  Calendar of Events for other upcoming seminars.   


You Will Learn How To:  

Identify common fraud schemes particular to financial institutions, including loan fraud and check fraud

Comply with applicable laws and regulations, including the Sarbanes-Oxley Act, Gramm-Leach-Bliley Act, Bank Secrecy Act and the USA PATRIOT Act

Implement Anti-Money Laundering (AML) and Know Your Customer (KYC) best practices 

Identify the warning signs of insider embezzlement 

Secure data to prevent data and identity theft 

Perform due diligence and prevention 

Establish fraud risk assessments and an anti-fraud framework 

Who Should Attend:  

Attorneys, legal professionals and law enforcement personnel

Controllers and corporate managers

Detectives and private investigators

Governance, risk management and compliance officers

Internal auditors, forensic accountants and bank examiners

Certified Fraud Examiners and other anti-fraud professionals 

Members: $795
Non-Members: $995

CPE Credit


Field of Study
Specialized Knowledge 


Course Level




Advanced Preparation 



Delivery Method 



Full Course Outline


Event Cancellation Policy 

Our cancellation policy is intended to keep costs low for attendees. Due to financial obligations incurred by ACFE, Inc. you must cancel your registration prior to the start of the event. Cancellations received less than 14 calendar days prior to an event start date are subject to a $100 administrative fee. No refunds or credits will be given for cancellations received on or after the start date of the event. Those who do not cancel and do not attend are responsible for the full registration fee. Should an event be cancelled or postponed by the ACFE due to unforeseen circumstances, ACFE will process a full refund of registration fees within 30 days of such circumstances becoming known. ACFE will attempt to notify affected customers by phone and email after it determines cancellation is necessary.


Satisfaction Guarantee 

ACFE seminars are unmatched in scope and effectiveness and backed by our unconditional satisfaction guarantee. If you attend an ACFE event and are not completely satisfied, please contact an ACFE Member Services Representative at or call (800) 245-3321 / +1 (512) 478-9000.


NASBA CPEThe Association of Certified Fraud Examiners, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:


If you would like to begin receiving email notifications from the ACFE, please click here to subscribe.