Together, Reducing Fraud Worldwide

AML/OFAC Risk Assessment: The Cornerstone of an Effective Compliance Shop


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/uploadedImages/Shared_Content/Products/Self-Study_CPE/webinar-case.jpg   CPE Credits: 2
Course Level: Intermediate
Prerequisite: Basic knowledge of AML requirements


 

 

Description: 

 

Risk assessments are the backbone of any well-built Anti-Money Laundering and Office of Foreign Assets Control compliance program. An efficient and effective program cannot be developed without knowing where one's risks reside. Today, many businesses—both financial and non-financial institutions—are conducting these assessments to uncover risks, design strong compliance programs, and mitigate their exposure. There are many decisions that need to be made when you decide to conduct an AML/OFAC risk assessment.
 

This CD-ROM will help you understand the criticality of these assessments in the current fraud-ridden environment, the increased importance of risk assessments being advocated by government regulators, and industry best practices for conducting an assessment. You will also learn how to effectively define an AML/OFAC risk assessment and how to best tailor the process to your institution's specific needs.

What you will learn: 

 

Definition of an AML/OFAC Risk Assessment

The importance of increased regulation of these assessments

AML/OFAC Risk Assessment best practices

 

Requires FREE Adobe Acrobat Reader available at www.adobe.com/acrobat  

 

Presenter: Daniel Tannebaum, CFE
December 17, 2009
 

Duration: 100 Minutes  

Field of Study: Specialized Knowledge and applications 

Last Updated: March 2013 

 

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Online CPE exam grading available for this course: 

 

Online grading is available for ACFE self-study workbook courses. Complete the course offline at your convenience, but take the exam online the moment you're ready. Featuring instant exam results and a printable certificate, online grading offers a quick and convenient way to earn CPE.
 

Benefits of online exam grading include:
Instant exam results
Printable CPE certificate
Complete the course at your own pace
Take the exam online the moment you're ready 

 

Click here for instructions on accessing your online exam.

 

Please note: To be eligible for CPE credit, you must complete the final exam within one year of purchase date. You may only claim CPE credit for a course once. 

 





nasba-cpe.gifThe Association of Certified Fraud Examiners, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org 
 

 

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Member Price:
$ 99.00
Non-Members:
 $ 129.00

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