Use interactive scorecards to assess the components of your organization's existing fraud risk management program. The scorecards are based on the five fraud risk management principles found in the Fraud Risk Management Guide
, and they support your organization’s periodic self-assessment.
Evaluate Your Fraud Program
Library of Anti-Fraud Data Analytics Tests
Explore an interactive tool that details, by fraud risk type, how to integrate data analytics tests into your fraud risk assessment or investigative work plans. The library of anti-fraud data analytics test examples displays a variety of tests to consider and is organized by categories of occupational fraud risks.
View Data Analytics Tests
Risk Assessment and Follow-Up Action Templates
Using the fraud risk assessment matrix in the Fraud Risk Management Guide
as your foundation, this spreadsheet provides a risk assessment matrix for you to document the organization's fraud risks and controls. The template automatically creates a heat map showing the significance and likelihood of each identified fraud exposure, a fraud risk ranking page displaying each fraud risk exposure from most to least severe, and a control-activities matrix showing the identification and evaluation of existing control activities related to each fraud risk exposure. It also provides space to identify additional control activities and to record your organization’s response plan for each exposure. In addition, the template contains pages to record allegations of suspected fraud, document investigations and outcomes, and document fraud risk management monitoring plans.
Download Risk Assessment and Follow-Up Action Templates (Excel)
Points of Focus Documentation Templates
Use templates to help create consistent and uniform documentation related to fraud risk governance, fraud risk assessment, fraud control activities, fraud investigation and follow up, and fraud risk management monitoring.
Download Points of Focus Documentation Templates (Excel)