Jing Xun Quek
Jing Xun Quek is an associate at Jenner & Block LLP. Contact him at jquek@jenner.com.
Anti-money laundering for registered broker-dealers
The fact that the SEC continues to pursue AML violations, and in one instance sought a $23 million penalty, emphasizes that broker-dealers have a continuing incentive to comply with AML obligations.
Written By: Charles Riely, Jing Xun Quek
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