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| 7:30 a.m. - 8:00 a.m. |
Registration - Breakfast Pastries |
| 8:00 a.m. - 9:20 a.m. |
Introduction and the Federal Sentencing Guidelines
- The Cost of Fraud
- The Federal Sentencing Guidelines
- The Seven Elements of an Effective Compliance and Ethics Program and Why They are Important to Anti-Fraud Professionals
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| 9:20 a.m. - 9:35 a.m. |
Break |
| 9:35 a.m. - 10:55 a.m. |
Areas of Compliance (Part 1)
- FCPA
- Travel Act/Commercial Bribery
- Sarbanes-Oxley Act
- Other Securities Rules
- Auditing/Accounting Rules
- Antitrust Regulations
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| 10:55 a.m. - 11:10 a.m. |
Break |
| 11:10 a.m. - 12:30 p.m. |
Areas of Compliance (Part 2)
- Industry-specific Laws and Regulations
- Health Care Laws and Regulations
- Financial Institution and Anti-Money Laundering Regulations
- International Laws and Regulations
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| 12:30 p.m. - 1:30 p.m. |
Group Lunch |
| 1:30 p.m. - 2:50 p.m. |
Investigating and Response
- When is an Investigation Necessary?
- Planning the Investigation
- Establishing an Investigative Team and Approach
- Conducting the Investigation
- Reporting the Investigation to Management
- Reporting and Presenting the Case to Government or Law Enforcement
- Voluntary Disclosure Programs
- Deferred Prosecution Agreements
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| 2:50 p.m. - 3:05 p.m. |
Break |
| 3:05 p.m. - 4:25 p.m. |
Fraud Prevention Programs
- Establishing Tone at the Top
- Conducting Fraud Risk Assessments
- Programs and Policies to Prevent Fraud
- Ethics Programs
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