Description:
An excellent primer for developing and implementing an anti-fraud program that works, Financial Services Anti-Fraud Risk and Control Workbook engages you in an absorbing self-paced learning experience to develop familiarity with the practical aspects of fraud detection and prevention at banks, investment firms, credit unions, insurance companies, and other financial services providers.
Whether you are a bank executive, auditor, accountant, senior financial executive, financial services operations manager, loan officer, regulator, or examiner, this invaluable resource provides you with essential coverage of:
How fraudsters exploit weaknesses in financial services organizations
How fraudsters think and operate
The tell-tale signs of different types of internal and external fraud against financial services companies
Detecting corruption schemes such as bribery, kickbacks, and conflicts of interest, and the many innovative forms of financial records manipulation
Conducting a successful fraud risk assessment
Basic fraud detection tools and techniques for financial services companies, auditors, and investigators
Written by a recognized expert in the field of fraud detection and prevention, this effective workbook is filled with interactive exercises, case studies, and chapter quizzes, and shares industry-tested methods for detecting, preventing, and reporting fraud.
Product Details:
Copyright 2010
978-0-470-49899-6
Paperback, 288 pages
John Wiley & Sons
Table of Contents:
Introduction: Brief History of Fraud in the Financial Services Industry
Chapter 1: Why No Financial Services Institution Is Immune to Fraud
Chapter 2: The Human Element of Fraud
Chapter 3: Internal Fraud: Loan and Mortgage Fraud
Chapter 4: Employee-Level Embezzlement
Chapter 5: Internal Fraud: Management Level
Chapter 6: External Fraud against Financial Services Companies
Chapter 7: Conducting a Successful Fraud Risk Assessment
Chapter 8: Legal and Regulatory Compliance for Controlling Fraud Risk
Chapter 9: Fraud Detection in Financial Services Companies
Appendix A: Answers to Chapter Quizzes
Appendix B: Answer Key for Case Studies