Together, Reducing Fraud Worldwide

Manager's Guide to Compliance: Best Practices and Case Studies


  Ratings and Reviews

 Manager's Guide to Compliance: Best Practices and Case Studies
 

 By Anthony Tarantino 

 

 

Description: 

 
A Wall Street Journal/Harris Poll revealed that two-thirds of investigators express doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of global scandals involving businesses such as Parmalat and WorldCom, Manager's Guide to Compliance: Best Practices and Case Studies is essential reading, whether your organization is a major corporation or a small business.

This timely handbook places U.S. and global regulatory information, as well as critical compliance guidance, in an easy-to-access format and helps you make sense of all the complex issues connected with fraud and compliance.

Manager's Guide to Compliance: Best Practices and Case Studies contains a detailed discussion of:
 

Best practices for compliance, Enterprise Risk Management (ERM), governance, ethics and internal controls, accompanied by several case studies

A cost-benefit analysis of compliance and internal controls

Auditing internal controls

Compliance and internal control software

 


 

Product Details:
Copyright 2006
ISBN 978-0-471-79257-4
Hardcover, 315 Pages
John Wiley & Sons

Table of Contents:

 

Chapter 1: U.S. SOX Section 401: Off-Balance Sheet Arrangements

Chapter 2: U.S. SOX Section 404: Internal Controls

Chapter 3: U.S. SOX Section 406: Code of Ethics

Chapter 4: U.S. SOX Section 409: Real-Time Reporting of Material Changes

Chapter 5: U.S. SOX Impact on Privately Held Companies and Nonprofits

Chapter 6: U.S. SOX Impact on Small U.S. Companies

Chapter 7: U.S. SOX Impact on Foreign Companies

Chapter 8: U.S. Government’s Version of U.S. SOX: OMB Circular A-123

Chapter 9: U.S. Healthcare Efforts to Improve Internal Controls: U.S. HIPAA

Chapter 10: Bankers’ and Insurers’ Efforts to Improve Internal Controls

Chapter 11: Australia, Canada, and UK Efforts to Improve Internal Controls

Chapter 12: EU Efforts to Improve Internal Controls: OECD Principles

Chapter 13: Global GAAP (IFRS) and Global Reporting Language (XBRL)

Chapter 14: Compliance and Internal Controls Impact on Outsourcing

Chapter 15: Civil and Criminal Penalties for Noncompliance

Chapter 16: Business Penalties for Noncompliance: A Material Weakness

Chapter 17: Revenue Recognition Requirements: U.S. SAB 101 and 104

Chapter 18: Data Retention Requirements

Chapter 19: Compliance and Internal Control Software

Chapter 20: Auditing Internal Controls

Chapter 21: Best Practices in Internal Controls: Enterprise Risk Management

Chapter 22: Best Practices in Internal Controls: IT Risk Management & SDLC (NIST 800-30)

Chapter 23: Best Practices in Internal Controls: Mapping COBIT to COSO I, COSO II, & PCAOB

Chapter 24: Best Practices in Internal Controls: COBIT IT Control Objectives

Chapter 25: Best Practices in Compliance and Internal Controls: ASX 10 Principles

Chapter 26: Best Practices in Internal Controls: Segregation of Duties (SOD)

Chapter 27: Best Practices in Internal Controls: Case Studies

Chapter 28: Best Practices in Compliance Project Management

Chapter 29: Best Practices in Governance and Ethics

Chapter 30: Costs versus Benefits and the Business Reaction

Appendix A: Frequently Asked P2P Questions

Appendix B: Links to Referenced Organizations and Documents



Ratings & Reviews
We welcome your rating and reviews on ACFE Events, Training and Products. If you have questions or need assistance, please contact an ACFE Member Services Representative.

 

  Please login to leave a review

0 Comments

Add Comment

Text Only 2000 character limit

Page 1 of 1


Member Price:
$ 49.00
Non-Members:
 $ 70.00

Quantity: