||CPE Credit: 2 |
Course Level: Intermediate
Prerequisite: Basic knowledge of or experience in the securities industry
Securities fraud always seems to be in the news, with some of the biggest – such as Enron, WorldCom and Madoff – becoming household names. This webinar CD-ROM will provide you with fundamental principles related to the detection and prevention of securities fraud.
The course will focus on developing a blueprint for a well-planned and strategic investigation, and will offer guidance on creating an expert’s report or trial testimony. It will also cover the four major categories of securities fraud and how to identify the red flags of securities fraud. The “protective silos” of securities fraud and resources to help you break through these barriers will also be discussed. The content is designed to provide valuable insight for anti-fraud professionals of all experience levels; no prior knowledge of the securities industry or investment fraud is necessary.
What you will learn:
The red flags of securities fraud
The four fundamental categories of securities fraud
The monetary scope of securities fraud
Investigative resources and examination strategies
Requires FREE Adobe Acrobat Reader available at
Presenter: Louis L. Straney
Recording Date: February 26, 2009
Duration: 100 Minutes
field of study: Specialized Knowledge and Applications
Last Updated: October 2014
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Online CPE exam grading available for this course:
Online grading is available for ACFE self-study workbook courses. Complete the course offline at your convenience, but take the exam online the moment you're ready. Featuring instant exam results and a printable certificate, online grading offers a quick and convenient way to earn CPE.
Benefits of online exam grading include:
Instant exam results
Printable CPE certificate
Complete the course at your own pace
Take the exam online the moment you're ready
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Please note: To be eligible for CPE credit, you must complete the final exam within one year of purchase date. You may only claim CPE credit for a course once.