financial institution fraud
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DAY ONE
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DAY TWO
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| 7:30 a.m. - 8:00 a.m. |
Registration - Breakfast Pastries |
Breakfast Pastries |
| 8:00 a.m. - 9:20 a.m. |
Introduction
Discussions on key definitions, impact of fraud to financial institutions and history of financial institution fraud
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Electronic Funds Transfer Fraud
- Wire Transfer
- ACH
- Telephone Transfer
- Payment Card Fraud
- Automated Teller Machines
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| 9:20 a.m. - 9:35 a.m. |
Break |
Break |
| 9:35 a.m. - 10:55 a.m. |
Current Trends in Financial Institution Fraud
- Sox
- SAS 99
- Suspicious Activity Reports (SARs)
- Bank Enforcement Actions
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Other Insider Risks
- Accounting Fraud
- Conditions Conducive to Fraud
- Embezzlement
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| 10:55 a.m. - 11:10 a.m. |
Break |
Break |
| 11:10 a.m. - 12:30 p.m. |
Money Laundering
- US Patriot Act – Guidelines for AML and Fraud
- Parallel Programs for AML and Fraud
- Enhancing investigations by achieving good KYC procedures
- Proposed legislation
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Cyber Banking and Attacks on Banks
- Scams and vulnerabilities
- Risks
- Social Engineering Attempts
- Phishing and Pharming
- Future Trends
- Patch Management
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| 12:30 p.m. - 1:30 p.m. |
Group Lunch |
Lunch on Your Own |
| 1:30 p.m. - 2:50 p.m. |
Loan Fraud
- Document Misrepresentation
- Mortgage Loan Fraud
- Internal Loan Fraud
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Privacy, Data Theft, ID Theft and Other Consumer Issues
- Securing Data
- Threats and Risks
- Customer Notification
- GLBA Section 501(b)
- Incident Response
- Authentication Issues
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| 2:50 p.m. - 3:05 p.m. |
Break |
Break |
| 3:05 p.m. - 4:25 p.m. |
Deposit and Branch Fraud
- Check Kiting
- Check Forgeries
- Check Counterfeiting
- New Accounts
- Cash Vault
- Official Checks/Money Orders/Travelers Checks
- Hold Mail
- Dormant Accounts
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Due Diligence and Prevention
- Control Environment/Tone at the Top
- Background Checks
- Fraud Risk Assessment
- Antifraud Framework
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